Sunday, June 29, 2014

FLASH UPDATE: Potential Systemic Risk from Bond Mutual Fund Redemptions

For nearly a year, we have been pointing out to investors the technical risk in the corporate high yield market stemming from the post-2008 role-change of dealers and prop-desks.  With the threat of and later implementation of the Volcker Rule and Dodd-Frank (Wall Street Reform and Consumer Protection) Act, dealers and prop-desks have either gone away or have drastically  changed the way they conduct business.  Of particular interest is the major shift from risk takers to being pure intermediaries, or match-makers.  In 2006 through the 3rd quarter of 2008, when high yield bonds started to fall, the dealer and prop-desk community provided some support to the market by having the ability to take on risk.  Since then, bank inventory of bonds has fallen 75% from its peak.  Throughout the development of our short high yield thesis, we have viewed this as a technical consideration that would likely act as a kicker to the trade.


Another technical consideration that we have considered, is the post-2008 proliferation of ETFs and mutual funds.  As growth in these products has exploded, investors have concurrently been forced to indiscriminately buy "yieldy" product, regardless of credit quality.  The government has essentially forced investors into buying these products, by systematically and artificially maintaining interest rates at historically low levels.  So, when assessing the high yield market at the half-way mark in 2014 we can easily observe that yields are at historic lows, spreads are at historic tights, prices are at historic highs, credit quality is tenuous at best and demand is obscenely high.  CCC-issuance and Cov-Lite issuance has supported our point that every company had access to capital markets after the crisis, and while demand has been extraordinary, we do not think it can last forever.  


The government via Fed Reserve officials, the same government that has unnaturally supported the high yield market, is now discussing whether regulators should impose exit fees on bond funds to avert a potential race for the exits, underlying the concern for the $10+ Trillion corporate bond market.  Retail investors have pumped more than $1 Trillion into bond funds since early 2009.  One of the main concerns is that these same investors can redeem from these ETF's and mutual funds at the click of a button, but the underlying credits can become less liquid in crisis scenarios.  Well known ex-Fed Governor Jeremy Stein said recently, "It may be the essence of shadow banking is...giving people a liquid claim on illiquid assets."  As retail investors typically are the last to get out in a crisis, they will take pain while exacerbating any high yield bond losses by exiting mutual funds and ETF's in mass, creating huge outflows that neither the government nor dealers / prop-desks will be able to contain.  

Introducing exit fees onto these types of funds would require a rule change by the SEC, which assuredly would be accompanied by resistance from some commissioners and likely protests from most retail investors.  This is purely conversation for now, but there is clearly concern from the top.  Significant risk has been shifted from banks to mutual funds, and with mutual funds generally being low leverage, systemic risk may be less than before the crisis, but before the crisis we did not have the sheer size of the ETF and mutual fund market that we have today.  I'm interested to see how it plays out, but we will certainly be on the right side of the trade.  

Enjoy the rest of your weekend,

Richard Travia
Director of Research

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